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CMMC 2.0 Guide (October 2026): Levels, Phase Status, POA&Ms and Readiness

The Cybersecurity Maturity Model Certification (CMMC) Program checks whether US defense contractors protect Federal Contract Information (FCI) and Controlled Unclassified Information (CUI). It's codified in [32 CFR Part 170](https://www.ecfr.gov/current/title-32/subtitle-A/chapter-I/subchapter-G/part-170), effective 16 December 2024. It's enforced in contracts through a [DFARS rule](https://www.federalregister.gov/documents/2025/09/10/2025-17359/defense-federal-acquisition-regulation-supplement-assessing-contractor-implementation-of-cybersecurity-requirements) effective 10 November 2025, which started Phase 1. There are three levels: - **Level 1** covers the 15 FAR 52.204-21 requirements, through an annual self-assessment. - **Level 2** covers the 110 NIST SP 800-171 Rev. 2 requirements, through a self-assessment or a C3PAO certification. - **Level 3** adds selected NIST SP 800-172 requirements, assessed by DCMA DIBCAC. **Status as of October 2026:** on 13 July 2026 the Department [suspended Phase II](https://dodcio.defense.gov/CMMC/About/) and set up a reform task force. Phase II was due 10 November 2026 and would have widened third-party Level 2 assessments. Phase I self-assessment requirements stay in force. Meanwhile, NIST SP 800-171 Rev. 2 compliance is being enforced through self-assessments and selected government-led assessments.

By AssureCore Compliance Team · Last reviewed

Who it applies to

CMMC applies to defense contractors and subcontractors whose contractor information systems process, store or transmit FCI or CUI on DoD contracts that include the CMMC clause (32 CFR 170).

  • FCI is defined in FAR 4.1901.
  • CUI is defined in 32 CFR 2002.4(h).

The required level appears in the solicitation. Primes must flow the requirement down to subcontractors that handle FCI or CUI. Each organization has its own Affirming Official, who must affirm continuing compliance after every assessment, including POA&M closeout, and every year after that.

The three levels

LevelRequirementsAssessmentAffirmation
Level 1 (Self)15 basic safeguarding requirements (FAR 52.204-21)Annual self-assessment, results in SPRSAt each assessment and annually
Level 2 (Self) or Level 2 (C3PAO)110 requirements of NIST SP 800-171 Rev. 2Self-assessment or certification by an authorized C3PAO, every 3 yearsAt each assessment and annually
Level 3 (DIBCAC)Selected NIST SP 800-172 requirements on top of Level 2DCMA DIBCAC. A Final Level 2 (C3PAO) status is a prerequisiteAt each assessment and annually

Source: 32 CFR Part 170.

Phased implementation and its current status

Under 32 CFR 170, the rollout has four phases:

  • Phase 1 begins on the DFARS effective date (10 November 2025) and requires self-assessments.
  • Phase 2 starts a year later and adds Level 2 (C3PAO) requirements.
  • Phase 3 follows a year after that.
  • Phase 4 is full implementation.

In July 2026 the Department changed course. The DoD CIO CMMC page says that "on July 13, 2026, the Department of War announced the immediate suspension of the CMMC Phase II requirements" and that "all Phase I self-assessment requirements remain firmly in place". The About CMMC page adds that the program "is paused in Phase 1 and may only require self-assessments at two levels". It also says the reform review is aligned with the Acquisition Transformation System directives. Separately, DoD "may, at its discretion" still require Level 2 (C3PAO) instead of Level 2 (Self) in specific solicitations (32 CFR 170).

POA&M rules

32 CFR 170.21 allows limited Plans of Action and Milestones:

  • Level 1: no POA&Ms.
  • Level 2: you can get a Conditional status if your assessment score is at least 80% of the maximum. No POA&M item can be worth more than 1 point. The one exception is SC.L2-3.13.11, encryption that isn't FIPS-validated. Some requirements can never be on a POA&M, including AC.L2-3.1.20, AC.L2-3.1.22, CA.L2-3.12.4 (the System Security Plan) and PE.L2-3.10.3–3.10.5.
  • Level 3: also requires at least 80% of the requirements, with certain requirements excluded.
  • Closeout must happen within 180 days. A POA&M closeout assessment then converts Conditional status to Final.

Penalties and contract consequences

CMMC itself is a contract eligibility condition. Under the DFARS rule, the required CMMC status is a condition of award, and can be a condition of exercising an option period (FR 2025-17359). If you don't have the status, you can't be awarded the contract. Affirmations are formal attestations by a senior official, so inaccurate ones carry legal risk. Ask counsel how this applies to you.

Mapping to related frameworks

  • NIST SP 800-171 Rev. 2: this is the Level 2 requirement set. NIST published Rev. 3 in May 2024, but CMMC Level 2 still references Rev. 2.
  • NIST SP 800-172: the source of Level 3's enhanced requirements.
  • FedRAMP: cloud service offerings that handle CUI must be FedRAMP Authorized at Moderate (or higher), or meet equivalent requirements (32 CFR 170).
  • ISO/IEC 27001 and NIST CSF: useful for structuring your program, but they don't replace a CMMC assessment.

Readiness checklist

  1. Find out which contracts involve FCI or CUI, and what CMMC level each solicitation specifies.
  2. Map where FCI and CUI flow, and define your assessment scope, including enclaves and external service providers.
  3. Name an Affirming Official.
  4. Write or update your System Security Plan. You can't put it on a POA&M.
  5. Assess yourself against all 110 NIST SP 800-171 Rev. 2 requirements, using the CMMC scoring method.
  6. Fix the requirements that can't go on a POA&M first, then any items worth more than 1 point.
  7. Post your results and affirmation in SPRS.
  8. Track POA&M items to closeout within 180 days.
  9. Flow requirements down to subcontractors and check their status.
  10. Watch the DoD CIO site for task-force outcomes before you schedule a C3PAO.

Common pitfalls

  • Assuming Phase II dates still apply. As of October 2026 they're suspended.
  • Scope creep. CUI spreads into email, file shares and laptops.
  • Treating the SSP as paperwork. CA.L2-3.12.4 can't go on a POA&M.
  • Annual affirmations nobody owns, often after the Affirming Official leaves.
  • Mixing up Rev. 2 and Rev. 3 of SP 800-171.

How AssureCore helps

AssureCore gives you a Controls Register for the 800-171 requirements, Evidence Management with expiry alerts for proof that needs regular refreshing, and action plans for POA&M tracking. You can also export Audit Reports (PDF/CSV) to prepare for SPRS submissions and assessor reviews.

Frequently asked questions

Is CMMC in effect in 2026?

Yes. Phase 1 began on 10 November 2025, so self-assessment requirements apply when contracts include the clause. On 13 July 2026, Phase II was suspended (DoD CIO).

What happened to CMMC Phase II?

The Department suspended it on 13 July 2026, before its 10 November 2026 start, and set up a CMMC reform task force. NIST SP 800-171 Rev. 2 is being enforced through self-assessments and selected government-led assessments in the meantime.

How many requirements does CMMC Level 2 have?

110, the same as NIST SP 800-171 Rev. 2.

Can I pass CMMC with open POA&M items?

Only at Levels 2 and 3. You need a score of at least 80%, and certain requirements can't be on a POA&M. Everything must be closed within 180 days.

How often must CMMC be renewed?

Level 1 needs a self-assessment every year. Level 2 and Level 3 statuses run on a three-year assessment cycle. All levels need an annual affirmation.

Does CMMC use NIST SP 800-171 Rev. 3?

No. 32 CFR 170 references Rev. 2 for Level 2.

Official references

Supporting evidence and assessment preparation

Evidence examples

Keep approved policies, scope decisions, risk records and operating evidence linked to accountable owners. Record the source, period covered, review and exceptions.

Assessment preparation

Review the applicable requirements and evidence with their owners. Reconcile gaps, findings and action plans, and prepare a clear scope narrative and evidence index.

Common failure points

Avoid treating a framework as a one-time checklist, collecting evidence without context, or leaving decisions and corrective actions undocumented.

Explore workspace guidance or browse other framework guides.

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